Securities Regulation
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Overview
Subject area
LAW
Catalog Number
733
Course Title
Securities Regulation
Department(s)
Description
This course surveys federal regulation of securities. The principal focus will be upon the federal Securities Act of 1933 and the Securities Exchange Act of 1934. Coverage will include the definition of security; registration of public offerings; exemptions from registration; federal preemption; insider trading, remedies and liabilities; and tender offer regulation.
Typically Offered
Fall, Spring
Academic Career
Law
Liberal Arts
No
Credits
Minimum Units
3
Maximum Units
3
Academic Progress Units
3
Repeat For Credit
No
Components
Name
Lecture
Hours
0